Leaders: “Recognizing” Employees Requires More Than Just Knowing Who Works for You

Results of a 2012 American Psychological Association (APA) survey of working Americans indicate that feeling valued was a key driver of engagement and job performance[1]. For example, among employees who indicated that they were valued, 93% agreed that they were motivated to do their best at work and 88% reported that they felt engaged. In sharp contrast, employees who thought they were not valued indicated agreement levels of only 33% and 38%, respectively, to these same questions about motivation and engagement.

MSPB’s research confirms that appreciation is similarly important to Federal employees and Federal agencies. Our analysis revealed that employees who believed that their effort would result in higher performance and that they would receive recognition for that performance were more likely to perform well[2].

For these reasons, appreciation and recognition for a job well done are more than a matter of courtesy. Unfortunately, the trend in Federal employees’ experience of recognition is not positive, …..

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The How and Why of an Effective Performance Improvement Plan

As explained in our [MSPB’s] 2009 report, Poor Performers and the Law, title 5 of the U.S. Code currently provides two avenues by which agencies can demote or remove poor performers. The first avenue is codified in Chapter 43, while the second is in Chapter 75. Chapter 43 requires that agencies offer assistance to employees in an attempt to improve their unacceptable performance prior to implementing a performance-based adverse action[1]. Chapter 75 does not require agencies to provide such assistance. However, under Chapter 75, an adverse action’s reasonableness depends, in part, on the extent to which the employee was on notice of the required behaviors[2]. Therefore, a performance improvement plan (PIP) and a reasonable period of time to improve under the plan is necessary under Chapter 43, and can be helpful under Chapter 75.

An effective PIP will typically: …..

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Did any of this content surprise you? Have you seen it put into practice? What would you emphasize if you were advising a supervisor on the use of a performance improvement plan?

Good Customer Service or Pre-Selection?

In a recent fedsmith.com article, Steve Oppermann discusses the Office of Special Counsel’s  successful prosecution of two HR specialists who were accused of engaging in a prohibited personnel practice (PPP) by attempting to help agency management pre-select a candidate for a vacancy. Mr. Oppermann discusses the fine line HR professionals walk line between providing good customer service and abetting management’s efforts to commit a PPP, adding that that it is hard to fault a manager for wanting to consider an employee who has done an excellent job for her/him.  In this fine article, Mr. Oppermann provides analysis of the decision and points out issues that HR specialists should be aware of as they perform their responsibilities as the day-to-day “gate-keepers” of Title V with their role as management consultants.

Office of Special Counsel Prosecutes HR Specialist for Allegedly Helping Agency Management Pre-Select a Candidate

What do you think?

P.S.  A followup article was also published regarding this Office of Special Counsel decision.

Office of Special Counsel Prosecutes HR Specialist for Allegedly Helping AGency Management Pre-Select a Candidate: The Sequel

Building Trust between HR and the Supervisor

In today’s federal government, it is vital for HR staff of every speciality and at every level to recognize that, in an environment of diminishing HR budgets and growing delegations of HR functions to managers and supervisors, it is essential to build relationships and prove to line managers and first-line supervisors the importance of  the knowledge and skills the HR practitioner brings to the table.

In his article below, originally published on fedsmith.com, Steve Oppermann discusses what HR staff have to gain from developing and maintaining relationships of trust with managers and supervisors.

In addition to the ideas presented in Mr. Oppermann’s article, think through other ways that you, the HR practitioner, can help those who need what you have to offer to recognize the value of your skills.

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I received an e-mail recently from a woman who is in HR with the Department of Veterans Affairs and at the bottom of her message was the following quote:  “People don’t care how much you know, unless they know how much you care.”  What a great message for an HR employee to be sending out!
In part I of this article, I focused on what managers and supervisors have to gain from developing and maintaining relationships of trust with HR specialists.  What about the other side of the coin?  Is there anything in it for the HR employees?

I think the answer is a resounding “Yes!”

In the previous article, I tried to show how a lack of trust between a supervisor and a servicing HR specialist could lead to wasted time and hard feelings in a staffing action.

Here is another quick illustration, this one in the position classification arena.

In my experience, supervisors and classifiers were often at odds, usually over the grade of a position but sometimes over the series and title as well.  During my early days in classification, many of us were told that our primary mission was to uphold the integrity of the Office of Personnel Management (OPM – formerly Civil Service Commission) classification standards, NOT to help the operating officials accomplish their mission.  Since the classifiers had classification authority (and still do in most agencies following some experiments in delegating it to operating officials), the supervisor had to convince the classifier that the grade, title and/or series he/she wanted was supportable.

It was a common “joke” in many agencies that a supervisor would say anything in a position description (PD) to get the grade he or she wanted and that a classifier would do anything to avoid giving the supervisor that grade. There was often a climate of secrecy, in which classifiers were most reluctant to let supervisors look at the standards, lest they copy the standard at the grade they wanted and write it into their PD.  Many supervisors were convinced that if they only knew the “magic words” they could get the grades they were seeking.

A supervisor who did not get the grade he/she wanted on the first PD would often revise it and send it right back to the classifier, who would still find that the PD couldn’t be classified at the higher grade. Depending on the circumstance and the agency’s rules, PDs could go flying back and forth between the supervisor and the HR specialist at dizzying speed.

Today, there are no secrets – all of the OPM classification standards are available to any interested party at opm.gov. At the same time, I think most classifiers now consider themselves to be more consultants to management than “classification police.” I view both of those developments as positive.

If a supervisor and a classifier have a relationship of trust, it is much more likely that the supervisor will tell the classifier why she or he wants a PD to be classified at a particular grade, title and/or series – which in my experience often had to do with either wanting to promote an employee or out of concern for recruiting for and/or retaining well-qualified employees – and to be receptive to advice. If the classifier finds that the PD doesn’t support the requested grade, he/she is more likely to explain the rationale behind the classification determination, outline any available alternatives, and offer advice, guidance and any appropriate cautions, rather than just saying no.

Classifiers typically provide advice on position management as well as classification.  In both capacities, they are often involved when reorganizations take place. This is another area where the relationship of trust, or lack thereof, can come into play. For example, if the relationship between the operating official and the servicing classifier is not particularly strong, it would not be unusual for the manager to bring the classifier into the picture only after making key decisions regarding the implementation of a reorganization. If the classifier raises questions or identifies problems with those decisions at that point, the manager might well view that person as an impediment to the organization’s plans and vow to find a way to work around him/her next time.

If, on the other hand, there is a good working relationship between management and HR, the operating official would likely bring the classifier into reorganization planning from the beginning, at which time the classifier could provide the manager with a full range of options, including recommendations. In that circumstance, the manager is likely to welcome the advice of the HR advisor and that employee is likely to feel valued by the manager and the organization.

An even more practical advantage falls under the heading of “enlightened self-interest” and reflects the fact that these days supervisors generally have options in getting their HR needs met.  When I started my Federal HR career, it was often the case that the manager’s only choice if she/he did not have a good working relationship with the servicing HR specialist was to ask the employee’s supervisor to provide a different advisor. Today, there are many other options available, such as paying OPM to handle a recruiting action.

A number of agencies have in recent years established “franchise” offices which operate on a reimbursable basis.  For example, the National Park Service’s Human Resource Franchise in Denver provides recruitment and staffing, position classification, and position management services to a variety of customers for a fee.

The Bureau of Public Debt’s Administrative Resource Center (ARC) in Parkersburg, West Virginia, provides virtually the full range of HR services, also on a reimbursable basis. The ARC processes personnel actions and handles pay & leave administration, position classification & position management, staffing & recruitment, labor & employee relations, and employee benefits. That “franchise” office will even negotiate your collective bargaining agreement with the union, if you so desire. Because these franchise operations are not base-funded, they have to demonstrate both technical expertise and a commitment to customer service.

The agency could also hire a contractor to perform a specific project, such as a classification review, or could even contract out (“outsource”) the whole HR function.

Of course, not all decisions by agency management to look “outside” for HR services are triggered by problems in the working relationships involved. In many cases, the decision is based on such circumstances as reductions in HR staff and the attendant loss of “institutional memory” in the HR area.  Other times, agency budgets can be the “driver.”

Despite agency management’s access to multiple options in getting their HR work accomplished, the “in-house” HR advisors have a number of advantages, including their familiarity with the agency’s mission and functions and an ongoing working relationship with the organization’s managers and supervisors.

In my experience, if the managers and supervisors with whom HR deals have a high “comfort level” with those folks, they are unlikely to look outside for HR services unless other factors push them in that direction.  If HR advisors demonstrate that they care about the employing agency’s mission and about providing high-quality HR services on a consistent basis, chances are very good that agency management will take advantage of their expertise, underscoring the value of developing and maintaining relationships of trust.

I’ll close with the same Linden Wood quote that opened this part of the article:  “People don’t care how much you know, unless they know how much you care.

FLSA Decisions Cost Agencies Millions

Recent fedsmith.com articles discuss the number of recent arbitration decisions that have gone against Federal agencies and have resulted in tens of millions of dollars in overtime payments to bargaining unit employees wrongly designated as exempt from the FLSA. The overtime and associated costs paid by multiple Federal agencies in arbitration decisions or in settlements reached by the parties has been truly staggering and should trigger in federal agencies the need to ensure that all individuals making decisions that relate to FLSA–the HR specialists who determine FLSA exemption status and the managers and supervisors who assign and track work hours–know how to apply FLSA requirements. Has your agency yet re-evaluated your FLSA designations and reviewed how they are applied by managers and supervisors?

http://www.fedsmith.com/article/2619/raiders-lost-art-overtime-lawyer-loots-treasury.html

http://www.fedsmith.com/article/2690/raiders-lost-art-part-two-analysis.html

http://www.fedsmith.com/article/2702/raiders-lost-art-part-three-lessons.html

10 Reasons Supervisors Give for Not Trying to Resolve Employee Problems

As a federal supervisor, Personnel Officer for a federal agency, and ex-fed developing and delivering HR training for current federal employees, I have heard many supervisors bemoan how impossible they think it is to deal with problem employees, regardless of whether the difficulties result from performance and conduct. While I agree that dealing with difficult employees isn’t always easy–it does require some work and careful adherence to detail and rules/regulations–I completely disagree with the notion that it cannot be done or that the possibility of a not-completely-satisfactory end result makes the work involved not worth it.

In fact, I believe that the supervisor has a responsibility to deal with problem employees–a responsibility to the problem employee, to other successfully-performing employees in the unit, and to the taxpayer. Not dealing with a problem almost certainly causes morale problems. A lack of action implies to the problem employee that there is a positive aspect to not doing their job or disrupting the work unit, that the comfort of the status quo is more important than the temporary discomfort of dealing with a difficult situation. It causes satisfactory employees to question whether it is really all that important to meet the expectations established for their jobs. It shows excellent employees that the reward for good work is more and more work as they pick up the slack for problem employees. And your inaction impairs the unit’s ability to accomplish the goals for which it was established, cheating the taxpayer out of good service and good value for their money.

In the following article from fedsmith.com, Bob Gibson delineates 10 reasons he has found that supervisors give for not trying to resolve employee problems and sorts out the myths and facts behind those reasons. Read the article and then let us know what you think—-Is it worth the risk to resolve your employee problems? What have your experiences taught you? Do you have any advice to share?

www.fedsmith.com/article/2188/reasons-supervsiors-give-not-trying-resolve-employee.html

Improving Performance through Fair Treatment of Employees

 

So, what actions can agencies take to foster a fair environment in which employees can and want to do their best work? Here’s a brief overview of some of the necessary steps.

  1. Conduct a thorough workforce analysis. This analysis should identify workforce requirements, including identifying where representation lags behind the available workforce and possible barriers to a fully representative workforce.
  2.  Ensure that human resources policies and practices do not create barriers to merit-based selection, recognition, advancement, and retention. For example, agencies should use a balanced set of recruitment strategies and hiring authorities. Selection criteria should be clearly job-related, with assessment strategies that are well-designed and carefully implemented. Additionally, the diversity and depth of the resulting candidate pool should be examined at each stage of the process to identify any unintentional impacts.
  3. Select supervisors with care and assure that they exercise their authority in a fair and transparent manner. Agencies must recognize that the supervisor employee interface represents one of the most critical points at which employees can experience fair—or unfair—treatment. Therefore, supervisory selection and accountability are critical. Supervisors may also need training, as well as the time, to fairly and effectively manage their employees.
  4. Earn the confidence of employees through daily decisions and routine interactions. It isn’t sufficient for supervisors to feel that they are treating employees fairly. They must earn employee confidence through their actions—whether giving assignments, constructive feedback, training opportunities, performance ratings, awards, and pay raises. All workforce decisions should be based on merit factors—matching individual abilities and performance to organizational requirements. Relying upon less rigorous assessments that can’t hold up to external scrutiny has the potential to seriously undermine employee engagement and subsequently, organizational performance.
  5. Ensure employees have knowledge of and access to effectual redress procedures, such as grievance and EEO complaint processes. Although these procedures serve as a safety net to guard against misuse of authority or mistreatment of employees, agencies should work to avoid getting to this stage by maintaining high standards as discussed in the points above.

Reprinted from Issues of Merit, a publication of the Office of Policy and Evaluation , U.S. Merit Systems Protection Board. More details can be found in the report, Fair and Equitable Treatment: Progress Made and Challenges Remaining, found at www.mspb.gov/studies.

What do you think? Are there other actions that agencies should take so that employees can do their best work?

Workplace Violence and Employee Turnover

Is increased turnover a consequence?

In the report, Employee Perceptions of Federal Workplace Violence, MSPB discussed the results of a 2010 survey of 42,000 Federal employees on the incidence of physical assault, threats of assault, harassment, intimidation, and bullying in the Federal workplace. That report noted that 13 percent of respondents reported observing such an incident in the previous two years. Current and former Federal employees were by far the most frequent perpetrators of violence in the workplace—these individuals were responsible for 54 percent of observed incidents, more than all other1 perpetrators combined.

Fortunately, only 16 percent of the violent incidents perpetrated by Federal employees resulted in either physical injury or damage to or loss of property—the lowest proportion among all perpetrators. This finding means that the vast majority of incidents that survey respondents observed likely involved threats, harassment, intimidation, and bullying rather than outright physical violence.

Regardless of the severity of the incident, workplace violence is a serious matter and can be detrimental for its victims and observers. The employer also experiences adverse effects. As noted in our report, the costs of workplace violence to employers include restoring property, providing psychological care to victims and other employees, improving security, and attempting to repair an organization’s tarnished public image. Also, some research has found that the stress and strain caused by workplace violence are strongly related to high employee turnover, reduced productivity, and lower employee commitment. In fact, we found lower levels of employee engagement in employees who have observed acts of workplace violence as well as in employees who don’t believe their organization is doing all that is necessary to ensure their safety on the job.

Surprisingly, though, based on our survey data, witnessing workplace violence did not appear to affect employee turnover rates. In fact, the percentage of our survey population who voluntarily retired, resigned, transferred, or were reassigned from 2009 through 2011 was the same among those who witnessed workplace violence as among those who did not witness workplace violence—25 percent. Further, this turnover percentage was consistent regardless of the identity of the perpetrator of the observed violence.

These findings are challenging to explain. Perhaps turnover rates are minimally affected due to Federal employees’ typically high commitment to their jobs and public service. As we have reported periodically, Federal employees, on average, exhibit a great affinity for the type of work they do and for the mission of their employing agencies; perhaps this affinity contributes to employees not wanting to leave their jobs even in the face of serious stress in the work environment. Since the majority of the workplace violence that our survey respondents observed was non-violent, perhaps the behaviors were not perceived as egregious enough to push employees out of their organizations.

Regardless of why turnover rates appear to be little affected by witnessing workplace violence, agencies need to be on guard; they must be careful not to interpret this finding as a reason for complacency. There are steps that organizations can take that may minimize the occurrence of violent incidents on the job. These steps may be even more important in organizations where the victims of workplace violence are less inclined to leave. As noted above, research suggests these employees will be less engaged and ultimately less productive.

[Reprinted from Issues of Merit, February 2013, a publication of the Office of Policy and Evaluation, U.S. Merit Systems Protection Board. To view MSPB’s entire report, visit their website at www.mspb.gov.]

Among the recommendations in MSPB’s report to help reduce the number of violent incidents perpetrated by Federal employees are that Federal agencies: (1) foster organizational cultures that do not tolerate violent behaviors; (2) appropriately screen job applicants; (3) train employees on the warning signs of violent behavior and what to do if those signs are observed; (4) resolve serious conflicts in the workplace before they escalate into violent incidents; and (5) allow organizational factors such as geographic location, mission, occupational mix, and customer base to drive workplace violence prevention efforts. What do you think of these recommendations? Do you have other suggestions to eliminate these growing problem?

Is Official Time an Appropriate Use of Taxpayers’ Money?

Federal sector labor relations progressed incrementally over the years, culminating in Title VII of the Civil Service Reform Act of 1978 (CSRA).  Since then a struggle has ensued over the correct balance in federal labor relations between the needs of employees and the needs of management.  Title VII was to safeguard the public interest, contribute to the effective conduct of public business, facilitate settlement of disputes and promote modern work practices and efficient operations.

Some have argued that, given all the rules and regulations in the Federal employment system, Federal labor relations is unnecessary since existing rules and regulations provide the necessary safeguards.  Others have said the law was necessary but that Federal labor relations has gone way too far, farther than the original intent of the law.

Some have the opinion that instead of making a more efficient government with fewer disputes  Federal labor relations has actually produced more disputes and inefficiencies.  When you read cases arguing issues such as “abrogation”, “excessive interference”, and “de minimus” standards you might see how some get frustrated.

The use of “official time” seems to be a perennial source of debate, especially during times of diminished resources and in light of the impact it has on tax payers.

You don’t have to spend much time researching to find many articles on the topic of official time in Federal labor relations.  Read the articles at the links provided, then post your comments answering the questions below.

Federal Union Official Time: Myths Perpetuated, Realities Hard to Come By
http://www.fedsmith.com/2011/06/06/federal-union-official-time-myths-perpetuated/

House Republicans Blast IRS for Spending Millions on Union Activity
http://www.govexec.com/oversight/2013/07/house-republicans-blast-irs-spending-millions-union-activity/67754/

Bill would ban feds from conducting union activities at work
http://www.govexec.com/pay-benefits/2012/08/bill-would-ban-feds-conducting-union-activities-work/57501/

White Paper: Fixing Federal Labor Relations
http://www.fedsmith.com/2011/09/28/white-paper-fixing-federal-labor-relations/

Interesting Twists in OPM’s Official Time Report
http://www.fedsmith.com/2013/02/20/interesting-twists-in-opms-official-time-report/

OPM Releases Hilarious Union Official Time Report
http://www.fedsmith.com/2011/11/20/opm-releases-hilarious-union-official-time/

69% of Survey Respondents Say Official Time Reduces Efficiency or Wastes Government Resources
http://www.fedsmith.com/2014/06/09/69-of-survey-respondents-say-official-time-reduces-efficiency-or-wastes-government-resources/

What is your opinion on official time?  Do you think union officials should be paid by tax payers to conduct official union business?  If yes, explain why and how tax payers benefit.  Do you have an opinion on the amount of official time that should be authorized?

If you do not agree with paying union officials to conduct official union business explain why and any alternative suggestions you might have.